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RBC Investment Services (Asia) Limited
17/F Cheung Kong Center
2 Queen's Road Central Hong Kong
 Tel. (852) 2848 1388 Fax (852) 2810 4499
International Advisory Group
Hong Kong International Branch
RBC Investment Services (Asia) Limited is a full-service and one-stop financial institution offering our clients a broad range of investment choices and services, backed by the professional opinions of our Investment Advisors and Research Analysts. As well as having direct access to the Hong Kong, Canadian, U.S. and Australian stock exchanges, our businesses also encompass dealing in fixed income, mutual funds, fee-based products and derivatives. In addition to the global products that are available, we offer our clients local exposure in Hong Kong stocks and equity linked notes.
Please also visit our local website at www.rbchk.com.
Key personnel
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Francis Ka, Branch Manager |
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Karic Au, Investment Advisor |
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Doris Chan, Investment Advisor |
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Leo Cheung, Investment Advisor |
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David Ka, Investment Advisor |
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Sidney Ling, Investment Advisor |
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Eleanor Woo, Investment Advisor |
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Francis Ka
Branch Manager
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Francis graduated from the University of Hong Kong and has subsequently obtained the certificate of Partners and Directors, Commodity Supervisor, Registered Option Principal and FCSI.
Francis joined the securities industry in 1970 and served as director of the Hong Kong Future Exchange Limited and a member of the Commodity Trading Commission during the mid 1980s. Presently he is registered with the Hong Kong Securities and Futures commission as the Securities and Commodities Dealing Director. Since 1986, Francis has been a member of the Finance Committee of the Catholic Diocese of Hong Kong and a Chairman's Council Member of RBC Investments for the past three years.
Beginning his association with RBC Investment Services (Asia) Limited in 1970 and capitalizing on 30 years of extensive supervisory experience in the finance industry, Francis is responsible for overall direction of Advisory Services for the Wealth Management division of Royal Bank of Canada in Asia.
He is currently a President & Director of RBC Investment Services (Asia) Limited and a Vice President & Director of RBC Investments.*
* RBC Investments is the Wealth Management arm of Royal Bank of Canada
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Karic Au
Investment Advisor
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Karic is a graduate of the University of Hong Kong, a member of the Hong Kong Securities Institute and a fellow of the Canadian Securities Institute. Karic is an investment professional with twenty years' experience in financial services. Prior to joining RBC Investment Services (Asia) Limited he was trained with Wood Gundy Securities in Montreal, Canada. Now he is a core member of our marketing team, focusing on equities, futures and derivatives. He is currently a Vice President of RBC Investment Services (Asia) Limited.
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Doris Chan
Investment Advisor
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Doris is a Vice President and Investment Advisor for the Hong Kong and Toronto offices. She has a strong background in portfolio and securities analysis. Doris is a Certified Investment Manager and holds the designation FCSI (Fellow of the Canadian Securities Institute), which is awarded to the most qualified individuals by the Canadian Securities Institute. She also holds the designation, Canadian Investment Finance.
In 1981 Doris relinquished the backoffice manager position to become an Investment Advisor. She has been a member of the RBC Investments Chairman's Council (elite group of Investment Advisors) since 1990. Doris brings her clients more than 20 years' experience and a wealth of investment knowledge and insight concerning investment products and financial planning. She and her team provide professional advice to both individual and institutional accounts. Assets under management exceed C$200 million. She is currently a Vice President of RBC Dominion Securities Inc. and RBC Investment Services (Asia) Limited.
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Leo Cheung
Investment Advisor
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Leo holds a Bachelor of Social Science with Economics from the Chinese University of Hong Kong. He is also a Chartered Financial Analyst. Leo joined RBC Investment Services (Asia) Ltd. in 1987. Prior to this he worked as an institutional bond sales executive for two and a half years at Yamaichi International, one of the Big Four Japanese Securities Houses. His current focus is on North American stock and bond markets. He is currently a Vice President of RBC Investment Services (Asia) Limited.
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David Ka
Investment Advisor
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David is a graduate of the University of Western Ontario and obtained his MBA from the University of Hong Kong. He joined the company in 1984 and is experienced in the management of fixed income, equities and various derivative products trading both locally and overseas. He is currently a Vice President of RBC Investment Services (Asia) Limited.
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Sidney Ling
Investment Advisor
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Sidney joined Richardson Greenshields in 1973 and completed the U.S. and Canadian Commodity Futures Exam, the Canadian Securities Course and the Option Course. He has been with our management team for 14 years and at one time held the position of Manager, Hong Kong Stock department. He was a member of the Chairman Council in 1997 and a member of the Executive Council from 1998 to 2000. He is currently a Vice President of RBC Investment Services (Asia) Limited.
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Eleanor Woo
Investment Advisor
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Eleanor graduated from the University of Surrey, England with a BSc degree in Mathematics and Economics. Prior to joining RBC Investment Services (Asia) Ltd. in February 2002, Eleanor worked as a Director of BGL Finance (Asia) Ltd. (a wholly-owned subsidiary of Banque Generale Du Luxembourg S.A. now merged with the Fortis Group) for over 14 years. Her major responsibility in her current role as VP of RBC Investment Services (Asia) Ltd is to provide investment advice to both institutional and private clients covering global bonds, equities and derivative products.
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